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U.S. Securities and Exchange Commission
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#	Item
671	appraisal Federal Account Symbols and Titles (FAST) Book I (Two-Digit Department Add to Reading List Source URL: fiscal.treasury.gov Language: English U.S. Securities and Exchange Commission Government Public administration Social Security Taxation in the United States Federal Reserve System
672	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-31 09:01:17 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission United States Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
673	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 26, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-26 17:39:27 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act United States Securities Act SEC Rule 10b-5 Investment Advisers Act Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
674	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-03 18:44:02 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
675	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 09:41:34 Financial markets Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States securities law Security U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial system
676	Advisory Committee on Small and Emerging Companies -- March 4, 2015, Meeting Transcript Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-08 17:13:00 Corporate crime U.S. Securities and Exchange Commission Financial system Securities Exchange Act Investment Security Securities and Exchange Commission Secondary market International Organization of Securities Commissions Financial economics United States securities law Financial markets
677	Administrative Fine Imposed on the Responsible Person of CytoPharm, Inc. 1. Date the fine was imposed: September 11th, 2014 Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-02 03:25:09 Securities Exchange Act Financial regulation United States U.S. Securities and Exchange Commission Regulation S-K United States securities law 73rd United States Congress United States Securities and Exchange Commission
678	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 13, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-13 16:03:03 Financial regulation Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Registered Investment Advisor Securities Act Securities Exchange Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
679	Contingency Planning in ICSA Member Countries Australia In an effort to review and upgrade Australia’s capacity to deal with threats to critical infrastructure, the government has formed a Trusted Information Sharing N Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Security Finance Business continuity Financial Services Authority Critical infrastructure protection Financial Supervisory Service Securities Exchange Act U.S. Securities and Exchange Commission Capital market Government Business National security
680	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business